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Credit card fraud leads to three-year license suspension

Fine and remedial course work also ordered in case where agent stopped cooperating with regulator.

INVESTMENT | September 21 2023 10:42AM
Lapse in errors and omissions insurance renewals lands former licensee $2,000 fine

Agent has since left the insurance industry.

LIFE INSURANCE | August 30 2023 03:59PM
Former licensee fined $1,500 for failing to maintain errors and omissions insurance

Regulator also issued reprimand for being kept in dark about prior discipline matter.

LIFE INSURANCE | August 30 2023 09:24AM
Independent financial brokers respond to West Coast insurance council fee hike

Higher fees will discourage agents from becoming or remaining licensed in the western Canada province.

P&C | August 29 2023 10:21AM
Missed renewal reminders land life agent in hot water

Insurance regulator takes disciplinary action in the form of a $1,500 fine.

LIFE INSURANCE | August 25 2023 10:01AM
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Staffing issues result in sanctions for agency, nominee and agent

Intended decisions published, sanctions levied for miscommunication of roles and responsibilities and attempt at interna…

LIFE INSURANCE | August 10 2023 09:30AM
Agent threatens client, receives reprimand

Emotional letter to commercial client promised public defamation, regulatory and legal action.

P&C | August 07 2023 09:30AM