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Headlines
More taxpayers affected by government debt recovery

Canada Revenue issues warning that it has resumed debt recovery activities.

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Regulator publishes compliance report for dealers
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Regulator orders $275,000 fine
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Representative banned for personal financial dealings with another reps’ clients
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New representative sanctioned for unauthorized purchase and false notes
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Industry association responds to Quebec’s draft dispute resolution regulation
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Regulator orders nearly $2.5-million in fines and costs for misappropriation
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Most read articles
Assets increase but mutual fund redemptions continue
Small mutual fund dealer fined for compliance failings
Intact offloads United Kingdom pension risks with £6.5-billion annuity deal
Equisoft secures $125 million in financing
Regulator orders $275,000 fine
Industry association responds to Quebec’s draft dispute resolution regulation
Conflicts of interest end in two-year ban and financial penalties
Tribunal orders $500,000 fine and $85,000 in costs for undisclosed conflict of interest
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