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Investors Group rep sanctioned for posting confidential client information to WeChat

Used vulnerable client’s investment statement as marketing collateral on social media platform.

FLASH +4
Asset manager makes changes to Sun Life-branded funds
FLASH +5
Regulator levies $20,000 fine for pre-signed forms
FLASH +2
Securities regulators publish business plan progress
FLASH +8
Obatan makes unsolicited offer for Great-West Lifeco shares in Ireland
GREAT-WEST LIFECO +2
Regulator terminates firm’s registration
FLASH +3
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Sun Life and Brookfield sell buy-in annuity contracts to Stelco plan
FLASH +9
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Investment Flash Regulation COVID19 Mergers and acquisitions Strategy Disciplinary Decisions Technology Economy Wealth management