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MFDA fines and bans former advisor

Among other allegations, the MFDA says she accepted a $5,000 check from a client to place in a pyramid scheme gifting program, which she deposited into her own account.

FLASH +3
Desjardins terminates certain exchange traded funds
INVESTMENTS +4
Canada Revenue Agency issues warning about TFSA scheme
REGISTERED PLANS +3
Mackenzie and Wealthsimple introduce Shariah-compliant ETF
MACKENZIE +2
Regulator seeks additional comment on revised title protection rules
FINANCIAL SERVICES … +1
Representative assessed fines and costs totalling $30,000
FLASH +3
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Ontario regulator to ban deferred sales charge option
MUTUAL FUNDS +7
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