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MFDA metes out multiple fines for pre-signed forms

In a series of decisions, the Mutual Fund Dealers Association of Canada (MFDA) has fined multiple representatives for making use of pre-signed forms.

FLASH +2
New highs reached by ETFs and ETPs
INVESTMENTS +5
Mackie and portfolio manager fined for failing to adequately supervise
FLASH +3
Pension plan investment managers call for consistent ESG information
FLASH +10
FSRA resumes oversight of PACE Credit Union
FLASH +2
Franklin Templeton Canada announces appointment
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Fund sales positive in October
MUTUAL FUNDS +4
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MFDA metes out multiple fines for pre-signed forms
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Investment Flash Regulation COVID19 Retirement Mergers and acquisitions Technology Economy Wealth management Financial planning