Institute for Advanced Financial Education recognized as a third-party accreditor

Regulators say existing continuing education requirements will continue once the new SRO made up of the MFDA and IIROC c…

INVESTMENT | May 17 2022 10:40AM
Regulators publish Self-Regulatory Organizations oversight report

The Canadian Securities Administrators has published a staff notice summarizing the CSA’s oversight of the country’s SRO…

LIFE INSURANCE | April 29 2022 04:40PM
Ontario regulator introduces whistle-blower Program

FSRA says the program is aimed at more effectively identifying misconduct in the non-securities financial services and p…

SOCIETY | April 29 2022 03:40PM
Regulator publishes guidance outlining how it will use proceeds from financial penalties

A regulation, approved in Ontario in 2021, allows the Financial Services Regulatory Authority of Ontario (FSRA) to use a…

SOCIETY | April 27 2022 03:47PM
Title protection: Regulator to focus on education over enforcement in first year

The Financial Services Regulatory Authority of Ontario (FSRA) discussed details of its new title protection framework at…

SOCIETY | April 26 2022 02:40PM
Regulator imposes compliance order against former life insurance agency

Six websites must be shut down.

LIFE INSURANCE | April 26 2022 02:20PM
Standards of Professional Responsibility amended

The changes to FP Canada Standards Council Standards of Professional Responsibility focus in part on greater transparenc…

SOCIETY | April 22 2022 10:35AM