Regulators continue focus on deferred sales charge products

Mutual fund chargebacks to be examined across Canada, while Ontario proposes burden reduction.

INVESTMENT | June 05 2023 10:52AM
New draft guideline for internationally active insurance groups published

Capital framework focused on parent insurers’ capacity to absorb losses.

SOCIETY | June 05 2023 10:48AM
Regulators warn advisors and investors alike about targeted impersonation schemes

Separate communications encourage targets to independently verify unsolicited requests.

INVESTMENT | May 31 2023 10:48AM
Actuaries’ association publishes resource for practitioners new to risk management

Free publication addresses risk diversification for the benefit of those in actuarial practice.

SOCIETY | May 31 2023 10:44AM
Conflicts of interest highlighted in British Columbia compliance review

Top conflicts related to referral arrangements, compensation practices and gifting.

INVESTMENT | May 30 2023 10:47AM
Investment Funds Institute of Canada prepares for annual Operations Day

In-person event discussing trends and challenges in the regulatory landscape will also be livestreamed.

INVESTMENT | May 25 2023 10:42AM
Researcher looks at the potential consequences of Bill C-228

Lending costs could increase for employers still offering defined benefit pension plans.

LIFE INSURANCE | May 24 2023 10:54AM