Regulators say existing continuing education requirements will continue once the new SRO made up of the MFDA and IIROC c…

The Canadian Securities Administrators has published a staff notice summarizing the CSA’s oversight of the country’s SRO…

FSRA says the program is aimed at more effectively identifying misconduct in the non-securities financial services and p…

A regulation, approved in Ontario in 2021, allows the Financial Services Regulatory Authority of Ontario (FSRA) to use a…

The Financial Services Regulatory Authority of Ontario (FSRA) discussed details of its new title protection framework at…

Six websites must be shut down.

The changes to FP Canada Standards Council Standards of Professional Responsibility focus in part on greater transparenc…