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New self regulatory organization approved

Members of the MFDA and IIROC passed a special resolution approving the amalgamation of their organizations.

INVESTMENT | September 30 2022 10:58AM
Regulator issues alert concerning Sigma Invest Options Inc.

The Investment Industry Regulatory Organization of Canada is warning Canadian investors that the company falsely claims …

INVESTMENT | September 30 2022 10:26AM
Joint regulatory review takes aim at tiered recruitment managing general agencies

Agents and insurers contracted with three managing general agencies under review.

LIFE INSURANCE | September 29 2022 10:59AM
Ontario regulator restates position on continuing education

New approach to accepting renewal applications took effect in February.

LIFE INSURANCE | September 29 2022 09:51AM
Regulators begin review of principal distributor arrangements in mutual funds

Survey of investment fund managers distributed in early September.

INVESTMENT | September 26 2022 10:55AM
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Association lobbies federal government ahead of 2023 budget

Conference for Advanced Life Underwriting prepares pre-budget submission for House of Commons Standing Committee on Fina…

SOCIETY | September 23 2022 03:04PM
Ontario regulator releases final guidance on operational risk in auto underwriting

Current iteration does not create new obligations but does lay foundation for compliance requirements in the future.

P&C | September 22 2022 10:48AM