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Regulator issues over $300K in fines and costs

The Investment Industry Regulatory Organization of Canada (IIROC) has fined the Mackie Research Capital Corporation (MRC

INVESTMENT | October 21 2019 01:00PM
FSRA releases principles for standardizing guidance

The Financial Services Regulatory Authority (FSRA) of Ontario, the province’s new, independent financial services regula

LIFE INSURANCE | October 21 2019 11:29AM
Regulator fines licensee for missing CE credits

A British Columbia life insurance agent is being fined $1,500 by the Insurance Council of British Columbia (ICoBC) for f

LIFE INSURANCE | October 21 2019 09:30AM
FAIR Canada returns endowment fund to Jarislowsky Foundation

FAIR Canada announced Oct. 18 that it has returned $2.4 million to the Jarislowsky Foundation after failing to meet a 20

INVESTMENT | October 18 2019 04:00PM
IIROC orders all firms to review liability clauses

The Investment Industry Regulatory Organization of Canada (IIROC) published guidance recently, advising firms to review

INVESTMENT | October 15 2019 01:30PM
Publicité
FSRA seeks pension advisory committee applicants

The Financial Services Regulatory Authority of Ontario (FSRA) announced that it is forming four new standing technical a

LIFE INSURANCE | October 15 2019 11:35AM
Women advancing slowly into top management positions

Although the firms overseen by the Canadian Securities Administrators (CSA) are increasingly setting representation targ

SOCIETY | October 11 2019 12:30PM