Topic tag
Regulation and compliance
1181 Articles
Advisors must manage the risks of artificial intelligence
August 24, 2026
Errors and omissions lapse penalty cut in half thanks to mitigating factors
August 20, 2026
Agent fined for failing to complete sufficient continuing education
August 18, 2026
Agent who rejected regulatory findings found unsuitable for licensing
August 17, 2026
Fraud costs agent job, licence and $10,000
August 11, 2026
Vehicle thefts down 10 per cent in first half of 2026
August 11, 2026
Accident benefit opt-outs could prove costly for Ontario drivers
August 10, 2026
Failure to discuss water damage coverage with client costs broker $2,000
August 10, 2026
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Expert corner
Contributing expert - Darragh Grove-White
Shadow artificial intelligence is a management problem
August 19, 2026
Contributing expert - Patrice Therriault
Using artificial intelligence can pose risks for advisors
July 18, 2025
Contributing expert - Andrew Wolch
Ahead of the curve: Turning upcoming regulatory challenges into advantages
May 2, 2025
