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Regulator levies massive fine in misappropriation case

London, Ontario dealing representative failed to account for nearly $1.4-million before vanishing once his conduct was discovered.

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Defined benefit plan assets decline in the second quarter of 2022
AON +1
Former rep sanctioned for discretionary trading
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Regulator revokes agent’s license for improperly altering forms
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Report examines characteristics common among successful family businesses
KPMG +2
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Policy trafficking in Ontario ends in $10,000 administrative penalty
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Advisors expect stock markets to rally in the second half of 2022
S&P +4
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Actuaries’ association publishes updated mortality tables
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NFP acquires wealth management firm
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Life Insurance
Regulator revokes agent’s license for improperly altering forms
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Policy trafficking in Ontario ends in $10,000 administrative penalty
FLASH +5
Actuaries’ association publishes updated mortality tables
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Public sector pension plans outpace private sector plan increases
Retired agent fined $8,500 for own insurance lapse and for misleading regulator
Regulator revokes service provider’s license
P&C
Portage Mutual CEO to retire December 31
FLASH +1
Don Forgeron announces retirement
TRAVELERS +2
Regulator discloses service standards achieved in 2021
FINANCIAL SERVICES … +2
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Regulator discloses service standards achieved in 2021
Flood damage in BC and derecho damages in Ontario and Quebec quantified
Aviva Canada releases Sustainability Report
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Investment
Regulator levies massive fine in misappropriation case
FLASH +4
Defined benefit plan assets decline in the second quarter of 2022
AON +1
Former rep sanctioned for discretionary trading
FLASH +2
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FP Canada publishes three-year strategic plan
Advisor sanctioned by both firm and MFDA
Former Canaccord rep sanctioned for accepting political campaign donations
Entrepreneurship
Report examines characteristics common among successful family businesses
KPMG +2
Coalition builds new National Indigenous Economic Strategy
INVESTMENT +1
Canadian CEOs rank sustainability as a high priority
IBM +3
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Canadian CEOs rank sustainability as a high priority
Coalition builds new National Indigenous Economic Strategy
Report examines characteristics common among successful family businesses
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Health
Drug plan claim averages jump nearly nine per cent in 2021
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Telemedicine: Provider-insurer partnerships multiplying
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TD Bank to help Canadians dealing with cancer
TD +3
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Telemedicine: Provider-insurer partnerships multiplying
TD Bank to help Canadians dealing with cancer
Drug plan claim averages jump nearly nine per cent in 2021
Society
Ontario regulator issues warning about Bermuda-based insurer
FINANCIAL SERVICES … +1
Report outlines the challenges of keeping pace with Canadians’ insurance needs
DELOITTE +4
Rising costs impacting Canadians’ travel plans
CIBC +2
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Long-term financial well-being causing concerns for many Canadians
Housing market conditions could affect retirement plans
Regulators make proposals to streamline data reporting standards