Agent fined for missing continuing education while license was inactive

Regulator metes out sanctions in multiple continuing education cases.

LIFE INSURANCE | February 20 2024 03:31PM
Three years of incomplete continuing education credits costs $3,000

Mitigating conduct leads council to give agent additional time to pay fine.

LIFE INSURANCE | February 14 2024 10:24AM
Missing continuing education credits costs agent $2,500

Inactive agent must also complete remedial coursework before April 2024.

LIFE INSURANCE | February 02 2024 04:50PM
Supervisor sanctioned after agent circumvents compliance processes

After an agent he was supervising sold unsuitable policies to a family interested in obtaining a mortgage, and after tha…

LIFE INSURANCE | February 02 2024 10:38AM
Supervision and remedial coursework ordered for unsuitable policies

Agent tells family their existing policies needed to be replaced for mortgage eligibility.

LIFE INSURANCE | January 31 2024 04:08PM
Securities commission collects just $69,887.85 of $8.6-million penalty

Nine investors defrauded by Paul Se Hui Oei and Canadian Manu eligible to divide payment.

INVESTMENT | January 22 2024 10:21AM
Licensee sanctioned for failing to obtain sufficient continuing education

Two missing credits costs representative $2,500.

LIFE INSURANCE | January 19 2024 09:45AM