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Independent financial brokers respond to West Coast insurance council fee hike

Higher fees will discourage agents from becoming or remaining licensed in the western Canada province.

P&C | August 29 2023 10:21AM
Missed renewal reminders land life agent in hot water

Insurance regulator takes disciplinary action in the form of a $1,500 fine.

LIFE INSURANCE | August 25 2023 10:01AM
Staffing issues result in sanctions for agency, nominee and agent

Intended decisions published, sanctions levied for miscommunication of roles and responsibilities and attempt at interna…

LIFE INSURANCE | August 10 2023 09:30AM
Agent threatens client, receives reprimand

Emotional letter to commercial client promised public defamation, regulatory and legal action.

P&C | August 07 2023 09:30AM
Using a former client’s credit card to process her own business ends in three-year ban

Terminated licensee maintains that she thought the card belonged to her husband.

INVESTMENT | July 13 2023 10:15AM
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Failure to disclose another province’s decision to regulators results in further fines

Sanctions add up after agent signs declaration without disclosing regulatory actions against him.

SOCIETY | July 12 2023 09:30AM
Distributing confidential information to competing companies nets $2,500 fine

Former agent sent both agent and client information to agencies in an effort to gain employment.

LIFE INSURANCE | May 01 2023 10:55AM