Efforts to make up shortfall and self-disclosure both “significantly” mitigating.

Regulator says those capable of working are expected to complete requisite training.

Continuing education requirements also remain in place for those who maintain a license.

Regulator says agents failed to place the client’s interests ahead of their own.

Assessed costs in the amount of $30,000 after repeatedly delaying investigation and hearing.

Investigation uncovers 67 transactions completed since 2012 by unlicensed agents.

Representative investigated after leaving annual licensing declaration blank.