En raison de la grève de Postes Canada, il y aura un délai dans la livraison des livres.

IIROC publishes advisor survey results in support of single SRO

The Investment Industry Regulatory Organization of Canada released two studies, which suggest that regulatory burden and…

INVESTMENT | November 05 2020 01:42PM
Investors’ risk tolerance levels remains stable

Investor risk tolerance levels have remained relatively unchanged since 2017, found a survey conducted for the Canadian …

INVESTMENT | October 28 2020 02:04PM
Associations comment on SRO questions posed by the CSA

IFIC and PMAC have both published comments regarding the CSA’s review of the regulatory framework governing the industry…

INVESTMENT | October 26 2020 01:30PM
Education and collaboration needed to combat financial exploitation of seniors

A recent CanAge roundtable discussed ways to stop financial exploitation of Canada’s seniors.

SOCIETY | October 13 2020 03:05PM
Ban on trailing commissions for order-execution-only brokers adopted

The Canadian Securities Administrators have adopted rules that ban trailing commissions for order-execution-only brokers…

INVESTMENT | September 21 2020 04:12PM
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CSA members unhappy with report on how OSC wants to modernize

Members of the Canadian Securities Administrators have taken issue with a task force report on Ontario’s moves to modern…

INVESTMENT | September 04 2020 03:00PM
IIROC takes on expanded role of information processor for CSA

IIROC announced that the first phase of its expanded role as the information processor of government debt securities for…

INVESTMENT | September 02 2020 01:30PM