IIROC fines BMO Nesbitt Burns $50K

A hearing panel of the Investment Industry Regulatory Organization of Canada (IIROC) announced it has accepted a settlem

INVESTMENT | October 22 2019 01:30PM
BC’s Minister of Finance gives the BCSC sweeping new powers

The British Columbia Securities Commission (BCSC) and the province’s Minister of Finance yesterday announced sweeping ne

October 22 2019 12:30PM
Canaccord Genuity expands in Australia

Canaccord Genuity Group Inc. announced it has fully acquired Patersons Securities Limited. “The completion of the Pat

INVESTMENT | October 22 2019 11:14AM
Regulator issues over $300K in fines and costs

The Investment Industry Regulatory Organization of Canada (IIROC) has fined the Mackie Research Capital Corporation (MRC

INVESTMENT | October 21 2019 01:00PM
FAIR Canada returns endowment fund to Jarislowsky Foundation

FAIR Canada announced Oct. 18 that it has returned $2.4 million to the Jarislowsky Foundation after failing to meet a 20

INVESTMENT | October 18 2019 04:00PM
NBI launches fixed income ETF

National Bank Investments announced on Oct. 18 the launch of the NBI Unconstrained Fixed Income ETF. Its units are now t

INVESTMENT | October 18 2019 02:00PM
CI Financial and GSFM acquire stake in Redpoint

CI Financial Corp. and its subsidiary GSFM Pty Ltd. of Sydney announced Oct. 17 that GSFM has acquired a 49% equity stak

INVESTMENT | October 17 2019 02:33PM