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IIROC publishes advisor survey results in support of single SRO

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By Kate McCaffery | Nov. 5, 2020, 1:42 p.m.
Flash | MUTUAL FUND DEALERS ASSOCIATION OF CANADA (MFDA) | CANADIAN SECURITIES ADMINISTRATORS (CSA) | INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA (IIROC) | Regulation | Compliance 

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The Investment Industry Regulatory Organization of Canada released two studies, which suggest that regulatory burden and silos create unnecessary challenges for advisors and dealers alike.

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Related topics …
Flash
MUTUAL FUND DEALERS ASSOCIATION OF CANADA (MFDA)
CANADIAN SECURITIES ADMINISTRATORS (CSA)
INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA (IIROC)
Regulation
Compliance