Association cautions Manitoba against following other provinces in developing legislation.
Investment fund and structured products branch says investor protection remains a top priority.
Activities in 2022 and 2023 include the pursuit of jail time for offenders and extensive investor outreach.
Canadian Securities Administrators launch an assessment of currently applicable regulations.
Report summarizes practices in place to manage conflicts at 172 firms analyzed.
New model discontinues some mandatory training and introduces new requirements.
Regulators warning about sites claiming affiliation with fictitious dispute resolution organizations.