Regulator publishes 2020-2021 annual report

The Investment Industry Regulatory Organization of Canada’s report looks at priorities and areas of focus in the year to…

INVESTMENT | September 09 2021 04:52PM
Another insurer cuts deferred sales charges from its funds

Canada Life's mutual fund subsidiary drops deferred charges on its funds.

LIFE INSURANCE | August 24 2021 09:49AM
Manulife issues cautionary statement in response to Obatan offer

Company cautions investors against offer to purchase shares at a steep discount.

INVESTMENT | August 17 2021 03:39PM
Securities regulators to create single self-regulatory organization

The new SRO will consolidate the functions of the Investment Industry Regulatory Organization of Canada and the Mutual F…

INVESTMENT | August 03 2021 05:08PM
Securities regulators issue warning about fake emails

Several registrants have received e-mails that purport to come from Canadian Securities Administrators staff.

INVESTMENT | July 16 2021 12:55PM
Regulators finalize rules requiring collection of trusted contact person information

Advisors will be required to collect the name and contact information of a trusted contact person (TCP) from vulnerable …

SOCIETY | July 16 2021 11:53AM
CSA adopts single set of rules for securities crowdfunding

New rules remove barriers to crowdfunding prospectus exemption.

INVESTMENT | June 25 2021 10:45AM