Securities regulators urge Ontario to join the regulatory passport system

In an open letter, the Canadian Securities Administrators responded to a final report issued by the Ontario Capital Mark…

INVESTMENT | February 15 2021 10:30AM
Do-it-Yourself investors urged to be cautious about information sources

DIY investor inquiries and complaints are up 270 per cent.

INVESTMENT | February 11 2021 05:04PM
IFSE launches alternative mutual fund and hedge fund bridge course

The course will provide new registrants with the foundations needed to understand and sell alternative mutual funds and …

INVESTMENT | February 01 2021 11:30AM
CSA seeks comment about activist short selling practices

The Canadian Securities Administrators has published a consultation paper about activist short selling. The CSA is reque…

INVESTMENT | December 07 2020 01:54PM
OSC engages BEworks to help advisors collect trusted contact information

The OSC has released a report, developed in collaboration with consulting firm BEworks, that identifies ways of increasi…

INVESTMENT | November 10 2020 02:30PM
IIROC publishes advisor survey results in support of single SRO

The Investment Industry Regulatory Organization of Canada released two studies, which suggest that regulatory burden and…

INVESTMENT | November 05 2020 01:42PM
Investors’ risk tolerance levels remains stable

Investor risk tolerance levels have remained relatively unchanged since 2017, found a survey conducted for the Canadian …

INVESTMENT | October 28 2020 02:04PM