Title protection called a bureaucracy created to justify too many regulators

Association cautions Manitoba against following other provinces in developing legislation.

INVESTMENT | October 03 2023 10:48AM
Ontario Securities Commission publishes summary report

Investment fund and structured products branch says investor protection remains a top priority.

INVESTMENT | September 19 2023 10:36AM
Canadian Securities Administrators’ members levy more than $18-million in fines

Activities in 2022 and 2023 include the pursuit of jail time for offenders and extensive investor outreach.

SOCIETY | September 11 2023 10:26AM
Regulators to review exchange-traded fund rules

Canadian Securities Administrators launch an assessment of currently applicable regulations.

INVESTMENT | August 14 2023 10:24AM
Regulators publish joint guidance on conflicts of interest following review

Report summarizes practices in place to manage conflicts at 172 firms analyzed.

INVESTMENT | August 09 2023 10:11AM
Regulator publishes proposed proficiency model for approved persons

New model discontinues some mandatory training and introduces new requirements.

SOCIETY | July 12 2023 10:00AM
Crypto websites falsely claim regulatory oversight

Regulators warning about sites claiming affiliation with fictitious dispute resolution organizations.

INVESTMENT | June 28 2023 09:30AM