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Fund salesperson banned for outside activities

Regulator issues notice of proposal to revoke insurance licenses as well.

LIFE INSURANCE | September 23 2022 03:46PM
Rogers Insurance and CapriCMW merge operations

Backed by private equity firm Clairvest, newly merged entity employs over 1,000 across 50 western Canadian offices.

INVESTMENT | September 23 2022 10:55AM
Rep sanctioned for third party app usage and failing to act as gatekeeper

More than $90,000 in fines, commission disgorgement and costs ordered after representative admits to ignoring red flags.

INVESTMENT | September 22 2022 02:49PM
Major Group sets sights on growth

Major Group recently acquired 100% of an employee benefits firm with the goal of expanding in Ontario.

LIFE INSURANCE | September 22 2022 10:39AM
Lussier acquires human resources firm

The acquired company also specializes in compensation and pay equity consulting.

LIFE INSURANCE | September 22 2022 10:28AM
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Saskatchewan urged to drop proposed competency rules for advisors

Submission suggests that a non-harmonized approach to title regulation should be reconsidered.

INVESTMENT | September 21 2022 10:23AM
Regulator extends license suspension for agent accused of fraud

Ontario adds two months to existing 10-month suspension, along with continuing education and supervisory conditions.

LIFE INSURANCE | September 21 2022 10:18AM