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NB commission proposes restricted licensing for incidental insurance sales

The New Brunswick Financial and Consumer Services Commission, insurance division, released a consultation paper this wee

LIFE INSURANCE | December 03 2019 10:31AM
IIROC brings in new guidance on anti-money laundering and anti-terrorist financing

The Investment Industry Regulatory Organization of Canada (IIROC) has published updated guidance for its member dealers

INVESTMENT | November 26 2019 10:26AM
New Brunswick gives IIROC new legal authority

New Brunswick is on its way to becoming the fifth province to give the Investment Industry Regulatory Organization of Ca

INVESTMENT | November 25 2019 03:00PM
OSFI takes stance against proposed global capital standard

The Office of the Superintendent of Financial Institutions (OSFI) has positioned itself against the way the Internationa

LIFE INSURANCE | November 21 2019 12:58PM
Referral arrangements must be disclosed to clients

Financial advisors who want to have approved business relationships with other professionals have to do more than just d

INVESTMENT | November 20 2019 02:35PM
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Regulator warns of high pressure sales tactics targeting seniors

New Brunswick’s Financial and Consumer Services Commission (FCNB) has issued a warning about unlicensed direct sellers t

INVESTMENT | November 19 2019 12:41PM
OSC seeking members for Securities Proceedings Advisory Committee

The Ontario Securities Commission (OSC) announced Nov. 15 that it is looking for new members to join its Securities Proc

SOCIETY | November 15 2019 02:28PM