Snowbird association challenges OHIP Cuts

The Canadian Snowbird Association (CSA) announced Jan. 2 that is has filed a legal challenge against the Ontario Governm

LIFE INSURANCE | January 09 2020 03:54PM
IIROC publishes list of compliance priorities for 2020

The Investment Industry Regulatory Organization of Canada (IIROC) has issued its latest compliance report, highlighting

INVESTMENT | January 06 2020 02:08PM
Regulators to ban embedded commissions

Canadian securities regulators announced Dec. 19 that they will ban two types of commissions that are embedded in some m

INVESTMENT | December 19 2019 01:47PM
CSA to review IIROC and MFDA regulations

The Canadian Securities Administrators (CSA) announced today that it will undertake a review of the regulatory framework

INVESTMENT | December 12 2019 02:45PM
FSRA, OSC postpone transfer of oversight responsibilities

The Financial Services Regulatory Authority of Ontario (FSRA) and the Ontario Securities Commission (OSC) issued a joint

INVESTMENT | December 12 2019 12:03PM
NB commission proposes restricted licensing for incidental insurance sales

The New Brunswick Financial and Consumer Services Commission, insurance division, released a consultation paper this wee

LIFE INSURANCE | December 03 2019 10:31AM
IIROC brings in new guidance on anti-money laundering and anti-terrorist financing

The Investment Industry Regulatory Organization of Canada (IIROC) has published updated guidance for its member dealers

INVESTMENT | November 26 2019 10:26AM