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Amendments to protect older and vulnerable clients to go into force at year-end

The Canadian Securities Administrators will soon finalize amendments made to National Instrument 31-103 and its companio…

SOCIETY | April 16 2021 03:15PM
Consultation launched on capital and liquidity expectations for insurers

The Office of the Superintendent of Financial Institutions is seeking feedback on its assurance expectations for federal…

SOCIETY | April 15 2021 09:43AM
Regulator’s consumer advisory panel reports on inaugural year

The Financial Services Regulatory Authority of Ontario has published a report outlining the consultation FSRA has engage…

SOCIETY | April 12 2021 02:00PM
Two regulators adopt self-certified investor prospectus exemption

The exemption aims to provide greater access to capital for businesses and broaden investment opportunities for investor…

INVESTMENT | April 01 2021 12:10PM
Canadian regulators clamp down on crypto asset trading platforms

A flurry of announcements from regulators all put crypto asset trading platforms on notice that they must bring their op…

INVESTMENT | March 30 2021 01:54PM
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Regulator publishes 2021 compliance priorities

The Investment Industry Regulatory Organization of Canada’s report summarizes regulatory developments, trends and steps …

INVESTMENT | March 24 2021 02:46PM
Unlimited investments in UL policies: court rulings applauded by the industry

Saskatchewan court rulings and regulation prohibit investors from investing unlimited amounts in their universal life po…

LIFE INSURANCE | March 15 2021 09:20AM