Request for comment focuses on eligibility, administration challenges and proposed processes.

Selected in December, panelists tasked with job of conveying investor concerns to regulator.

Advisor penalized after admitting to ‘facilitating stealth advising’.

Investor protection funds also merge.

Billing errors between 2014 and 2021 refunded to clients and self-reported to enforcement staff.

Title protection framework work focused on approving credentialing bodies

Representative personally signed 503 forms seized in internal investigation.