Separate communications encourage targets to independently verify unsolicited requests.

Firms have until December 31, 2024 to make all necessary updates.

Canadian Securities Administrators notice also discusses investor protection fund developments.

Summary includes current issues and compliance challenges regulated dealers should focus on.

Representative also permanently banned from both registration and future employment.

Liability decision resulted in the end of respondent’s employment in the industry.

Request for comment focuses on eligibility, administration challenges and proposed processes.