Company tag
MUTUAL FUND DEALERS ASSOCIATION OF CANADA (MFDA)
256 Articles
Securities harmonization: Consultations continue
February 23, 2026
Repeat offender thrown out of the industry permanently
April 9, 2024
Firms, associations and reps weigh in on advisor compensation
April 2, 2024
Representative fined $125,000 and banned for accepting power of attorney
March 11, 2024
Representative switching firms fined $20,000 for 47 pre-signed forms
January 15, 2024
Assistant terminated and sanctioned for two years over pre-signed forms
December 13, 2023
Representative convicted for theft from a client banned from the securities business
December 5, 2023
Enforcement year in review unveiled by new regulator
October 26, 2023
