Sign in x
FREE Membership Sign in
MENU

Representative fined $125,000 and banned for accepting power of attorney

Megaphone
Visibility360, PDF version to share
By Kate McCaffery | March 11, 2024, 3 p.m.
Flash | MUTUAL FUND DEALERS ASSOCIATION OF CANADA (MFDA) | CANADIAN INVESTMENT REGULATORY ORGANIZATION (CIRO) | Disciplinary Decisions 
Megaphone
Also sanctioned for borrowing $30,000 from another client and for misleading firms.

This article is reserved to PRO Level subscribers

Discover the PRO Level
Advertisement
The most popular in Investment
Sanctions for pre-signed forms levied against former Fredericton rep
Pension funding rises in March
Insurers express increased appetite for private market investments
Megaphone

Make your business shine with Visibility360!

Get a PDF version to share in your networks.

I'm interested
Headlines
Fallout of a cyber catastrophe modelled by reinsurer
Average fund fees declined following implementation of disclosure rule amendments
Close to one-in-ten seniors worked out of necessity in 2022
Advertisement
Related topics …
Flash
MUTUAL FUND DEALERS ASSOCIATION OF CANADA (MFDA)
CANADIAN INVESTMENT REGULATORY ORGANIZATION (CIRO)
Disciplinary Decisions