Ruling follows an agreement with the Autorité des marchés financiers.
The MFDA has banned a former representative for five years and imposed a fine of $15,000 plus costs.
An advisor was fined $16,000 plus a specialty penalty after changing pre-signed account firms.
A regulator has published an intended decision, banning a former licensee from applying for any insurance license for fi
A life insurance agent must pay fines and costs after it was found that he borrowed money from his assistant under false
Both MFDA and IIROC make allegations against advisor.
Fund company ordered to pay fine for failing to maintain capital level.