He received compensation as an adjuster while his license was lapsed.

Former firm owner also fined $20,000 for ignoring MFDA orders and his own chief compliance officer’s recommendations.

Setting up pre-authorized contributions without client authorization or knowledge to qualify for sales bonuses, ends in …

Registered since August 1999, sanctioned dealing representative admits to facts in settlement agreement with the MFDA.

David Singh sentenced to three and half years, ordered to pay $4.8-million in restitution for Rockfort and Greenview mor…

An insurance council has levied a $5,000 penalty, plus investigation costs against the agency.

It was found that the agent made a false or misleading statement when a request for information was sent to him by an in…