He received compensation as an adjuster while his license was lapsed.
Former firm owner also fined $20,000 for ignoring MFDA orders and his own chief compliance officer’s recommendations.
Setting up pre-authorized contributions without client authorization or knowledge to qualify for sales bonuses, ends in
Registered since August 1999, sanctioned dealing representative admits to facts in settlement agreement with the MFDA.
David Singh sentenced to three and half years, ordered to pay $4.8-million in restitution for Rockfort and Greenview mor
An insurance council has levied a $5,000 penalty, plus investigation costs against the agency.
It was found that the agent made a false or misleading statement when a request for information was sent to him by an in