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IIROC fines and suspends advisor

A Hearing Panel of the Investment Industry Regulatory Organization of Canada (IIROC) has sanctioned Thomas William Dunn,

INVESTMENT | April 03 2020 05:06PM
BCSC extends protective order

The British Columbia Securities Commission (BCSC) has granted a protective order to its Ontario counterpart to extend no

INVESTMENT | April 01 2020 10:19AM
Judge rules in favour of 31,000 employees against CIBC

An Ontario court has ended a 13-year overtime battle between CIBC and 31,000 of its staff members, ruling in favour of t

SOCIETY | March 31 2020 09:59AM
IIROC fines TD Waterhouse $4-million

A hearing panel of the Investment Industry Regulatory Organization of Canada (IIROC) has fined TD Waterhouse Canada, for

INVESTMENT | March 24 2020 10:53AM
BCSC fines Abbotsford man $35,000

The British Columbia Securities Commission (BCSC) announced March 12 that it has reached a settlement agreement with an

INVESTMENT | March 16 2020 03:31PM
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OSC bans RESP company owner

An Ontario Securities Commission (OSC) panel approved a settlement agreement with Issam El-Bouji, Global RESP Corporatio

INVESTMENT | March 12 2020 01:36PM
Insurance council reverses decision to suspend advisor

The Insurance Council of British Columbia has reversed its April 2019 order to suspend Luan Charles Xing for one year af

LIFE INSURANCE | March 09 2020 10:01AM