Topic tag
Disciplinary Decisions
881 Articles
Matcha Insurance and its two executives fined $60,500
October 13, 2026
Suspended for six years for defrauding her employer’s group insurance provider
October 8, 2026
Ontario broker fined $25,000 for misconduct
October 7, 2026
The Tribunal administratif des marchés financiers did not believe Dany Bergeron
October 6, 2026
Ten compensation claims approved in 2025-2026
September 29, 2026
B.C. agent disciplined over universal life recommendations without proper assessment
September 28, 2026
A routine audit exposes unmet continuing education credits
September 18, 2026
Five-year suspension for two acts of dishonesty
September 14, 2026