Agent fined for missing two years of continuing education credits

Knowingly making a misstatement when audited increases penalty in British Columbia case.

LIFE INSURANCE | November 05 2024 03:24PM
CIBC fined by life insurance regulator

Bank successfully challenges incompetency ruling.

LIFE INSURANCE | October 31 2024 04:01PM
Former agent sanctioned for failing to respond to council

Licensee not required to pay penalty unless she re-registers.

LIFE INSURANCE | October 22 2024 10:00AM
Agent sanctioned for suitability concerns and poor record keeping

Clients complain after former licensee presents bill of $938,000 for services rendered.

LIFE INSURANCE | October 03 2024 09:50AM
Agent made 100 unauthorized transfers to meet quotas

Former agent, licensed across the country, fined for three transactions made in Manitoba.

LIFE INSURANCE | September 16 2024 03:53PM
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Continuing education lapse and lack of criminal charge disclosure warrant sanctions

Self-disclosure not enough to depart from baseline penalties.

LIFE INSURANCE | August 22 2024 04:41PM
Council cancels license without hearing

Former licensee claims a medical condition made him forget his incarceration for fraud.

LIFE INSURANCE | August 22 2024 10:18AM