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Representative fined $125,000 and banned for accepting power of attorney

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By Kate McCaffery | March 11, 2024, 3 p.m.
Flash | MUTUAL FUND DEALERS ASSOCIATION OF CANADA (MFDA) | CANADIAN INVESTMENT REGULATORY ORGANIZATION (CIRO) | Disciplinary Decisions 
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Also sanctioned for borrowing $30,000 from another client and for misleading firms.

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Flash
MUTUAL FUND DEALERS ASSOCIATION OF CANADA (MFDA)
CANADIAN INVESTMENT REGULATORY ORGANIZATION (CIRO)
Disciplinary Decisions