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Firm fined $1.5 million for failing to supervise trading activity

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By Kate McCaffery | April 9, 2024, 4:19 p.m.
Flash | CANADIAN INVESTMENT REGULATORY ORGANIZATION (CIRO) | BMO | Disciplinary Decisions 
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Advisor fined $80,000 by regulator.

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Flash
CANADIAN INVESTMENT REGULATORY ORGANIZATION (CIRO)
BMO
Disciplinary Decisions