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Seg fund deferred sales charge rules officially take effect February 14

Seg fund deferred sales charge rules officially take effect February 14.

LIFE INSURANCE | February 09 2024 10:14AM
Seg funds: Regulators agree with charge back but in a tightened manner

A national standard project is expected to be filed in 2024.

INVESTMENT | December 19 2023 10:59AM
Insurance regulators publish market conduct statistics

Annual statement shows rising agent contracts in independent distribution channels.

SOCIETY | December 08 2023 10:43AM
Regulatory organization publishes three-year strategic plan

Regulatory organization publishes three-year strategic plan

SOCIETY | September 29 2023 09:49AM
Canadian Securities Administrators’ members levy more than $18-million in fines

Activities in 2022 and 2023 include the pursuit of jail time for offenders and extensive investor outreach.

SOCIETY | September 11 2023 10:26AM
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Financial regulators convene total cost reporting committee

Regulators jointly issue statement announcing committee’s intent to provide implementation support.

LIFE INSURANCE | June 15 2023 09:30AM
Insurance regulators state their intentions regarding seg fund compensation

Consultation results and regulatory conclusions published following feedback period.

INVESTMENT | May 17 2023 10:53AM