Securities regulators issue warning about fake emails

Several registrants have received e-mails that purport to come from Canadian Securities Administrators staff.

INVESTMENT | July 16 2021 12:55PM
Regulators finalize rules requiring collection of trusted contact person information

Advisors will be required to collect the name and contact information of a trusted contact person (TCP) from vulnerable …

SOCIETY | July 16 2021 11:53AM
Canada-wide broker recruits vice presidents from two competitors

Staff movement trend continues in business insurance.

P&C | July 05 2021 03:01PM
Quebec regulator issues warning about phishing campaign

Hackers purport to be staff members of the Autorité des marchés financiers and ask that money be transferred to them.

INVESTMENT | June 30 2021 08:45AM
Canadian Securities Administrators releases annual report on how to protect investors

Fines and jail terms highlight CSA report on investor protection.

INVESTMENT | June 23 2021 09:00AM
Autorité des marchés financiers publishes annual enforcement report

Autorité des marchés financiers report summarizes the enforcement activity it undertook during the 2020-2021 fiscal year…

SOCIETY | June 18 2021 01:56PM
Autorité des marchés financiers 2022 priorities include renewed focus on insurance oversight

Current practices in the insurance industry are under review, according to the most recent annual statement of prioritie…

LIFE INSURANCE | June 14 2021 02:00PM