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CSA extends implementation of Client Focused Reforms

The Canadian Securities Administrators (CSA) is giving firms more time to implement the conflict of interest provisions

ENTREPRENEURSHIP | April 17 2020 10:00AM
COVID-19: AMF launches campaign to fight financial fraud

The COVID-19 pandemic is creating a perfect environment for investment fraudsters, warned Quebec’s financial markets reg

INVESTMENT | April 06 2020 02:23PM
Hefty fines and prison time for Robert Morin

This decision caps the legal proceedings that Quebec regulator, the Autorité des marchés financiers, initiated against R

LIFE INSURANCE | February 03 2020 02:26PM
AMF investigation results in jail sentence

Repeat offender Francis Mailhot was sentenced by the Court of Québec to serve 90 days in jail and pay fines totaling $13

INVESTMENT | January 10 2020 12:34PM
AMF publishes annual Enforcement Report

Illegal distributions were once again the most commonly identified and sanctioned type of offence handled by the Autorit

LIFE INSURANCE | October 30 2019 02:49PM
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AMF publishes annual oversight report

The Autorité des marchés financiers (AMF), the regulatory and oversight body for Quebec’s financial sector, released its

INVESTMENT | September 19 2019 01:30PM
Regulators release new business plan

The Canadian Securities Administrators (CSA) released on June 14 two publications: the CSA Business Plan 2016-2019 Achie

INVESTMENT | June 14 2019 11:30AM