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Regulator publishes dispute resolution rules for comment

The Autorité des marchés financiers (AMF) says the purpose of the rules is to optimize and standardize the way complaint…

LIFE INSURANCE | September 13 2021 04:22PM
AMF joins other regulators in cautioning investors about fraudulent representations

Cryptlogger makes false claims that should make investors wary.

INVESTMENT | August 23 2021 04:44PM
Securities regulators to create single self-regulatory organization

The new SRO will consolidate the functions of the Investment Industry Regulatory Organization of Canada and the Mutual F…

INVESTMENT | August 03 2021 05:08PM
Securities regulators issue warning about fake emails

Several registrants have received e-mails that purport to come from Canadian Securities Administrators staff.

INVESTMENT | July 16 2021 12:55PM
Regulators finalize rules requiring collection of trusted contact person information

Advisors will be required to collect the name and contact information of a trusted contact person (TCP) from vulnerable …

SOCIETY | July 16 2021 11:53AM
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Canada-wide broker recruits vice presidents from two competitors

Staff movement trend continues in business insurance.

P&C | July 05 2021 03:01PM
Quebec regulator issues warning about phishing campaign

Hackers purport to be staff members of the Autorité des marchés financiers and ask that money be transferred to them.

INVESTMENT | June 30 2021 08:45AM