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Ban on trailing commissions for order-execution-only brokers adopted

The Canadian Securities Administrators have adopted rules that ban trailing commissions for order-execution-only brokers…

INVESTMENT | September 21 2020 04:12PM
CSA members unhappy with report on how OSC wants to modernize

Members of the Canadian Securities Administrators have taken issue with a task force report on Ontario’s moves to modern…

INVESTMENT | September 04 2020 03:00PM
AMF seeks applications for advisory committee

The Autorité des marchés financiers has called for applications for two positions on its Distribution Practices Advisory…

LIFE INSURANCE | August 10 2020 04:17PM
Regulator introduces crowdfunding order

OSC introduces interim order to help start-up securities crowdfunding.

ENTREPRENEURSHIP | July 31 2020 02:00PM
AMF postpones launch of new statement of priorities

New AMF statement of priorities put on hold until April, 2021.

INVESTMENT | June 29 2020 02:30PM
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CSA releases annual report

CSA report highlights its mission to safeguard investors.

SOCIETY | June 24 2020 02:00PM
CSA members sign fintech agreement with Taiwanese regulator

Eight members of the CSA have signed a fintech cooperation agreement with the Financial Supervisory Commission of Taiwan…

ENTREPRENEURSHIP | June 12 2020 12:00PM