The Canadian Securities Administrators (CSA) is giving firms more time to implement the conflict of interest provisions

The COVID-19 pandemic is creating a perfect environment for investment fraudsters, warned Quebec’s financial markets reg

This decision caps the legal proceedings that Quebec regulator, the Autorité des marchés financiers, initiated against R

Repeat offender Francis Mailhot was sentenced by the Court of Québec to serve 90 days in jail and pay fines totaling $13

Illegal distributions were once again the most commonly identified and sanctioned type of offence handled by the Autorit

The Autorité des marchés financiers (AMF), the regulatory and oversight body for Quebec’s financial sector, released its

The Canadian Securities Administrators (CSA) released on June 14 two publications: the CSA Business Plan 2016-2019 Achie