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Former rep fined $40,000

A hearing panel of the Mutual Fund Dealers Association of Canada also permanently banned the former Sun Life Financial I…

INVESTMENT | January 20 2022 10:26AM
Insurance Council cancels agent’s license

The Insurance Council of British Columbia issued a decision and order cancelling the agent’s license after the British C…

LIFE INSURANCE | January 07 2022 09:18AM
Advisor permanently banned and fined almost $1 million

Calgary advisor falsified statements and borrowed money from clients.

LIFE INSURANCE | December 23 2021 10:28AM
Both mutual fund and exchange traded fund assets grew in November

Balanced mutual funds were the biggest gainer during the month.

LIFE INSURANCE | December 22 2021 10:31AM
Regulator imposes sanctions for pre-signed and altered forms

The Mutual Fund Dealers Association of Canada has announced two separate settlement agreements involving pre-signed form…

LIFE INSURANCE | December 20 2021 09:00AM
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Credential Asset Management to pay $600,000 in fines

Two regulators have both entered into settlement agreements with Vancouver-based Credential Asset Management over the fi…

LIFE INSURANCE | December 14 2021 10:00AM
Two reps and one assistant sanctioned

Three dealing representatives – two primary approved persons and their assistant – with Sun Life Investment Services (Ca…

LIFE INSURANCE | December 07 2021 04:45PM