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Dynamic launches liquid alternative private pool

Dynamic Funds announced Jan. 20 that it is launching its fifth liquid alternative offering for retail investors, the Dyn

INVESTMENT | January 20 2020 02:30PM
Canadian online brokers face class action lawsuit over commissions

Toronto law firm, Koskie Minsky LLP announced late last week that it has commenced a class proceeding concerning the pay

INVESTMENT | January 20 2020 12:30PM
Conflict of interest leads to one-year ban, plus fines for fund rep

A Mutual Fund Dealers Association of Canada (MFDA) hearing panel announced it has approved a settlement agreement, with

LIFE INSURANCE | January 20 2020 11:30AM
MFDA fines former rep $100K

A hearing panel of the Mutual Fund Dealers Association of Canada (MFDA) has permanently banned former CIBC Securities In

INVESTMENT | January 17 2020 01:05PM
MFDA sanctions Vancouver advisor

A Mutual Fund Dealers Association of Canada (MFDA) Hearing Panel approved a settlement agreement on Jan. 6 with Kindle B

INVESTMENT | January 08 2020 02:14PM
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Ontario advisor banned permanently for failing to co-operate with an investigation

A mutual fund advisor has been banned permanently from conducting securities-related business and ordered to pay fines a

INVESTMENT | January 08 2020 01:30PM
MFDA bans, fines former advisor $100K

The Mutual Fund Dealers Association of Canada (MFDA) has permanently banned and fined a former Investors Group advisor $

INVESTMENT | December 04 2019 02:12PM