A hearing panel of the Mutual Fund Dealers Association of Canada also permanently banned the former Sun Life Financial I
The Insurance Council of British Columbia issued a decision and order cancelling the agent’s license after the British C
Calgary advisor falsified statements and borrowed money from clients.
Balanced mutual funds were the biggest gainer during the month.
The Mutual Fund Dealers Association of Canada has announced two separate settlement agreements involving pre-signed form
Two regulators have both entered into settlement agreements with Vancouver-based Credential Asset Management over the fi
Three dealing representatives – two primary approved persons and their assistant – with Sun Life Investment Services (Ca