MENU
Regulator fines, bans representative for failing to cooperate

A Mutual Fund Dealers Association (MFDA) of Canada hearing panel has fined and permanently banned Frank Surette, a forme

INVESTMENT | November 13 2019 02:01PM
Inhance SRI Funds are now fossil fuel free

IA Clarington Investments announced Nov. 12 that all mandates in the IA Clarington Inhance SRI suite of standalone mutua

INVESTMENT | November 12 2019 03:05PM
MFDA fines, bans rep for failing to cooperate

The Mutual Fund Dealers Association of Canada (MFDA) announced this week that it is fining and permanently banning forme

INVESTMENT | November 06 2019 02:05PM
MFDA bans, fines former fund rep $150K

The Mutual Fund Dealers Association of Canada (MFDA) has permanently banned former mutual fund salesperson, Blaise Lesli

INVESTMENT | October 29 2019 09:42AM
Mutual funds outsell ETFs in September

Following a month of net redemptions posted in August 2019, long term mutual fund sales rebounded in September, while ne

INVESTMENT | October 25 2019 10:18AM
Advertisement
Canada Life announces changes to Pathways

Canada Life and Quadrus announced on Oct. 24 a name change and new series launches for the Pathways mutual fund lineup.

INVESTMENT | October 24 2019 12:58PM
Regulator suspends branch manager for using pre-signed forms

A hearing panel of the Mutual Fund Dealers Association has approved a settlement agreement with PFSL Investments branch

INVESTMENT | October 02 2019 02:00PM