Institute says dealers should be exempt from draft regulation

Response to Quebec’s regulator about complaints handling calls for harmonization.

INVESTMENT | February 22 2023 10:49AM
Morisset to leave the Autorité des marchés financiers in July

President and CEO won’t seek third term.

SOCIETY | January 18 2023 10:50AM
Canadian Securities Administrators issues scam alert

Warns public that regulators will never send unsolicited messages for money to investors.

SOCIETY | January 11 2023 10:36AM
New self-regulatory organization launches officially

Investor protection funds also merge.

INVESTMENT | January 04 2023 10:38AM
Securities regulators publish systemic risk survey results

First annual survey examines the concerns held by portfolio manager and investment dealers.

INVESTMENT | December 20 2022 10:47AM
Canadian regulators approve and recognize new self-regulatory organization

Recognition order, interim rules and fee guidelines published.

SOCIETY | November 29 2022 10:45AM
Securities regulators publish real-time market data paper for comment

Consultation paper includes results from fact finding review of issues associated with data access.

SOCIETY | November 28 2022 10:43AM