En raison de la grève de Postes Canada, il y aura un délai dans la livraison des livres.

Regulator publishes proposed proficiency model for approved persons

New model discontinues some mandatory training and introduces new requirements.

SOCIETY | July 12 2023 10:00AM
Crypto websites falsely claim regulatory oversight

Regulators warning about sites claiming affiliation with fictitious dispute resolution organizations.

INVESTMENT | June 28 2023 09:30AM
Financial regulators convene total cost reporting committee

Regulators jointly issue statement announcing committee’s intent to provide implementation support.

LIFE INSURANCE | June 15 2023 09:30AM
Regulators warn advisors and investors alike about targeted impersonation schemes

Separate communications encourage targets to independently verify unsolicited requests.

INVESTMENT | May 31 2023 10:48AM
Conflicts of interest highlighted in British Columbia compliance review

Top conflicts related to referral arrangements, compensation practices and gifting.

INVESTMENT | May 30 2023 10:47AM
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Insurance and securities regulators jointly publish total cost reporting rules

First enhanced annual reports for investors mandatory for the year ending December 31, 2026.

SOCIETY | April 21 2023 10:54AM
Oversight report published documenting self-regulatory activities in 2022

Canadian Securities Administrators notice also discusses investor protection fund developments.

INVESTMENT | April 21 2023 10:51AM