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Regulators issue joint response to ombudsman evaluation

Independent report published; regulators say they will consider next steps.

INVESTMENT | June 15 2022 10:49AM
Regulators make proposals to streamline data reporting standards

CSA proposals aim to reduce the regulatory burden on companies.

SOCIETY | June 13 2022 10:45AM
Regulator cautions investors about a crypto asset firm

Crypto asset firm falsely claims to be IIROC-regulated.

INVESTMENT | June 07 2022 10:31AM
Incorporation of mutual fund advisors not part of new SRO’s agenda

Quebec regulator, the AMF, clarified the transition to the new framework.

INVESTMENT | May 31 2022 10:22AM
CSA proposes board members, publishes applications for recognition of new SRO

Regulators publish list of proposed board members, along with proposed bylaws, rules, fees, governance structures and it…

INVESTMENT | May 16 2022 09:04AM
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Regulators publish Self-Regulatory Organizations oversight report

The Canadian Securities Administrators has published a staff notice summarizing the CSA’s oversight of the country’s SRO…

LIFE INSURANCE | April 29 2022 04:40PM
Regulators propose enhanced disclosure framework for segregated fund contracts

The CSA and the CCIR jointly published proposals aimed at enhancing total cost reporting for both investment funds and f…

LIFE INSURANCE | April 29 2022 10:08AM