First annual survey examines the concerns held by portfolio manager and investment dealers.

Recognition order, interim rules and fee guidelines published.

Consultation paper includes results from fact finding review of issues associated with data access.

Unregistered trading platforms present significant risks in addition to suitability risks.

The report details the rate at which firms offer client compensation below Ombudsman’s recommendations.

In a wide-ranging interview covering topics from the gamification of trading to advisor proficiency, Paul Bourque, outgo…

Extensive annual report details national, provincial and territorial efforts.