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Regulators publish enforcement report

Investor alerts, bans and jail time discussed, alongside regulatory initiatives to address emerging threats in annual re…

INVESTMENT | June 30 2022 10:50AM
Investment firms’ association comments on single self-regulator

Responding to the Canadian Securities Administrators’ request for comment, association calls for consultation, reasonabl…

INVESTMENT | June 29 2022 10:59AM
Regulators publish three-year business plan

Canadian Securities Administrators focus on investor protection in 2022-2025 priorities.

INVESTMENT | June 29 2022 10:03AM
Investment funds industry association weighs in on single regulator

Response to regulators says 45-day consultation period insufficient for providing comments on several important issues, …

INVESTMENT | June 28 2022 10:50AM
Annual general meeting of regulators focuses on total cost reporting consultation

Joint Forum of Financial Market Regulators reviews early stakeholder feedback, encourages insurers to prepare for coming…

SOCIETY | June 22 2022 09:17AM
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Securities regulators publish business plan progress

Canadian Securities Administrators delivers final progress report on three-year business plan.

INVESTMENT | June 21 2022 10:50AM
Canadian Securities Administrators appoint new chair and vice chair

Regulators appoint successors as Louis Morisset and Kevin Hoyt complete their terms.

SOCIETY | June 15 2022 04:25PM