Warns public that regulators will never send unsolicited messages for money to investors.

Investor protection funds also merge.

First annual survey examines the concerns held by portfolio manager and investment dealers.

Recognition order, interim rules and fee guidelines published.

Consultation paper includes results from fact finding review of issues associated with data access.

Unregistered trading platforms present significant risks in addition to suitability risks.

The report details the rate at which firms offer client compensation below Ombudsman’s recommendations.