Canadian regulators approve and recognize new self-regulatory organization

Recognition order, interim rules and fee guidelines published.

SOCIETY | November 29 2022 10:45AM
Securities regulators publish real-time market data paper for comment

Consultation paper includes results from fact finding review of issues associated with data access.

SOCIETY | November 28 2022 10:43AM
Securities regulators issue warning about trading crypto assets

Unregistered trading platforms present significant risks in addition to suitability risks.

INVESTMENT | November 24 2022 02:15PM
Joint regulators publish 2021 annual report

The report details the rate at which firms offer client compensation below Ombudsman’s recommendations.

INVESTMENT | November 10 2022 09:56AM
Association president and CEO discusses changes under his tenure and future challenges

In a wide-ranging interview covering topics from the gamification of trading to advisor proficiency, Paul Bourque, outgo…

SOCIETY | November 03 2022 10:55AM
Securities regulators publish summary of investor education initiatives

Extensive annual report details national, provincial and territorial efforts.

SOCIETY | November 01 2022 10:49AM
Regulators reconsider climate disclosure requirements

International developments likely to inform changes to October 2021 rule.

SOCIETY | October 14 2022 10:44AM