Securities administrators publish risk committee’s annual report for the first time.
Three policy options proposed to align mutual fund and investment dealer rules.
Securities regulators seek comment until April 17.
A national standard project is expected to be filed in 2024.
Association cautions Manitoba against following other provinces in developing legislation.
Investment fund and structured products branch says investor protection remains a top priority.
Activities in 2022 and 2023 include the pursuit of jail time for offenders and extensive investor outreach.