Systemic risks in capital markets include the possibility of dealer failure

Securities administrators publish risk committee’s annual report for the first time.

SOCIETY | February 16 2024 10:24AM
Regulator proposes incorporation for approved persons

Three policy options proposed to align mutual fund and investment dealer rules.

INVESTMENT | January 26 2024 10:40AM
New rules proposed for funds holding crypto assets

Securities regulators seek comment until April 17.

INVESTMENT | January 19 2024 04:29PM
Seg funds: Regulators agree with charge back but in a tightened manner

A national standard project is expected to be filed in 2024.

INVESTMENT | December 19 2023 10:59AM
Title protection called a bureaucracy created to justify too many regulators

Association cautions Manitoba against following other provinces in developing legislation.

INVESTMENT | October 03 2023 10:48AM
Ontario Securities Commission publishes summary report

Investment fund and structured products branch says investor protection remains a top priority.

INVESTMENT | September 19 2023 10:36AM
Canadian Securities Administrators’ members levy more than $18-million in fines

Activities in 2022 and 2023 include the pursuit of jail time for offenders and extensive investor outreach.

SOCIETY | September 11 2023 10:26AM