Canadian Securities Administrators appoint new chair and vice chair

Regulators appoint successors as Louis Morisset and Kevin Hoyt complete their terms.

SOCIETY | June 15 2022 04:25PM
Regulators make proposals to streamline data reporting standards

CSA proposals aim to reduce the regulatory burden on companies.

SOCIETY | June 13 2022 10:45AM
Incorporation of mutual fund advisors not part of new SRO’s agenda

Quebec regulator, the AMF, clarified the transition to the new framework.

INVESTMENT | May 31 2022 10:22AM
Distribution without a representative: RBC Life pays $588,000

Between January 2014 and April 2019, the insurer admits to distributing two group insurance products through non-certifi…

LIFE INSURANCE | May 25 2022 09:18AM
Sun Life revamping advisor compensation model

The new approach emphasizes fairness and transparency.

LIFE INSURANCE | May 24 2022 10:48AM
CSA proposes board members, publishes applications for recognition of new SRO

Regulators publish list of proposed board members, along with proposed bylaws, rules, fees, governance structures and it…

INVESTMENT | May 16 2022 09:04AM
Student association insurance: Consultation starting soon

Quebec regulator, the Autorité des marchés financiers, is finalizing the details of this consultation on regulation of i…

SOCIETY | April 29 2022 04:37PM