MENU
Canadian Securities Administrators appoint new chair and vice chair

Regulators appoint successors as Louis Morisset and Kevin Hoyt complete their terms.

SOCIETY | June 15 2022 04:25PM
Regulators make proposals to streamline data reporting standards

CSA proposals aim to reduce the regulatory burden on companies.

SOCIETY | June 13 2022 10:45AM
Incorporation of mutual fund advisors not part of new SRO’s agenda

Quebec regulator, the AMF, clarified the transition to the new framework.

INVESTMENT | May 31 2022 10:22AM
Distribution without a representative: RBC Life pays $588,000

Between January 2014 and April 2019, the insurer admits to distributing two group insurance products through non-certifi…

LIFE INSURANCE | May 25 2022 09:18AM
Sun Life revamping advisor compensation model

The new approach emphasizes fairness and transparency.

LIFE INSURANCE | May 24 2022 10:48AM
Advertisement
CSA proposes board members, publishes applications for recognition of new SRO

Regulators publish list of proposed board members, along with proposed bylaws, rules, fees, governance structures and it…

INVESTMENT | May 16 2022 09:04AM
Student association insurance: Consultation starting soon

Quebec regulator, the Autorité des marchés financiers, is finalizing the details of this consultation on regulation of i…

SOCIETY | April 29 2022 04:37PM