Regulators publish enforcement report

Investor alerts, bans and jail time discussed, alongside regulatory initiatives to address emerging threats in annual re…

INVESTMENT | June 30 2022 10:50AM
Investment firms’ association comments on single self-regulator

Responding to the Canadian Securities Administrators’ request for comment, association calls for consultation, reasonabl…

INVESTMENT | June 29 2022 10:59AM
Investment funds industry association weighs in on single regulator

Response to regulators says 45-day consultation period insufficient for providing comments on several important issues, …

INVESTMENT | June 28 2022 10:50AM
Quebec regulator publishes oversight summary for 2021

Regulatory activities, diversity and disclosure trends discussed in Autorité des marchés financiers annual oversight sum…

INVESTMENT | June 17 2022 04:56PM
Quebec regulator seeks comment on group insurance offered to students

Autorité des marchés financiers suspends orders about informed consent issued to insurers after continued accessibility …

LIFE INSURANCE | June 17 2022 10:49AM
Canadian Securities Administrators appoint new chair and vice chair

Regulators appoint successors as Louis Morisset and Kevin Hoyt complete their terms.

SOCIETY | June 15 2022 04:25PM
Regulators make proposals to streamline data reporting standards

CSA proposals aim to reduce the regulatory burden on companies.

SOCIETY | June 13 2022 10:45AM