This decision caps the legal proceedings that Quebec regulator, the Autorité des marchés financiers, initiated against R

Repeat offender Francis Mailhot was sentenced by the Court of Québec to serve 90 days in jail and pay fines totaling $13

Illegal distributions were once again the most commonly identified and sanctioned type of offence handled by the Autorit

The Autorité des marchés financiers (AMF), the regulatory and oversight body for Quebec’s financial sector, released its

The Canadian Securities Administrators (CSA) released on June 14 two publications: the CSA Business Plan 2016-2019 Achie

The Canadian Securities Administrators (CSA) is encouraging Canadians to be aware of the signs of financial abuse of sen

Two brothers, Kamran Shahid and Imran Shahid, have been fined $345,000. They sold universal life insurance to newcomers