Response to Quebec’s regulator about complaints handling calls for harmonization.
President and CEO won’t seek third term.
The AMF is consulting the public on advisors’ liability insurance and outside activities, as well as on complaint proces
Recognition order, interim rules and fee guidelines published.
With the explosion of digital technology, special attention must be paid to vulnerable clients.
This optional coverage has made inroads in the large business sector, but the SME sector is elusive.
The respondent used the same scheme with a dozen clients to divert the funds and appropriate them for himself.