Failed to respond to demand for information about consumer complaint.

Knowingly buying private placements for an ineligible account also leads to suspension.

Problems associated with acquired firm costs Canaccord Genuity $500,000.

Fake information provided in 10 applications costs agent $50,000.

Regulator finds agent initiated 29 life insurance applications containing false information.

Representative instructed client to say they lived in Ontario to circumvent registration rules.

Representative suspended from supervisory activities and fined.