Levies $260,000 in sanctions in case reported by the Équité Association.

Proposed administrative penalty halved pursuant to a settlement agreement and undertaking.

Firm’s file review also uncovers 16 altered forms without initials.

Elderly client’s beneficiary designation changed to name agent’s father.

Nine investors defrauded by Paul Se Hui Oei and Canadian Manu eligible to divide payment.

Two missing credits costs representative $2,500.

Nominee and agency fined after certificate of insurance irregularities reported to regulator.