Securities administrators publish risk committee’s annual report for the first time.

Inter-jurisdictional order mirrors Alberta Securities Commission sanctions in suitability case.

Activities in 2022 and 2023 include the pursuit of jail time for offenders and extensive investor outreach.

Canadian Securities Administrators launch an assessment of currently applicable regulations.

Report summarizes practices in place to manage conflicts at 172 firms analyzed.

First enhanced annual reports for investors mandatory for the year ending December 31, 2026.

Extensive annual report details national, provincial and territorial efforts.