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Canadian Securities Administrators’ members levy more than $18-million in fines

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By Kate McCaffery | Sept. 11, 2023, 10:26 a.m.
Flash | CANADIAN COUNCIL OF INSURANCE REGULATORS (CCIR) | CANADIAN INVESTMENT REGULATORY ORGANIZATION (CIRO) | CANADIAN SECURITIES ADMINISTRATORS (CSA) | ALBERTA SECURITIES COMMISSION (ASC) | Regulation | Analytic 
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Activities in 2022 and 2023 include the pursuit of jail time for offenders and extensive investor outreach.

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Related topics …
Flash
CANADIAN COUNCIL OF INSURANCE REGULATORS (CCIR)
CANADIAN INVESTMENT REGULATORY ORGANIZATION (CIRO)
CANADIAN SECURITIES ADMINISTRATORS (CSA)
ALBERTA SECURITIES COMMISSION (ASC)
Regulation
Analytic