MENU
Mutual fund rep banned for lying

BCSC bans mutual fund rep for providing false information.

INVESTMENT | July 27 2020 02:00PM
Regulator bans former dealing representative

A regulator has reached a settlement agreement with a former dealing representative who provided false information about…

INVESTMENT | July 24 2020 12:58PM
More than $6 million in sanctions for Ponzi fraud

The British Columbia Securities Commission has ordered two B.C. residents and two companies to pay a total of $6.3 milli…

INVESTMENT | July 16 2020 03:17PM
BC woman violates BCSC order

BC woman sentenced to one year probation after violating BCSC order.

INVESTMENT | July 02 2020 12:25PM
OSC bans BC insurance advisor from securities business in Ontario

The OSC has issued a “protective and preventative order” which bans a registered insurance representative and his firm.

LIFE INSURANCE | June 08 2020 11:30AM
Advertisement
Ponzi and pyramid scheme hearing to begin in July

Five B.C. residents who allegedly helped promote a U.S.-based Ponzi and pyramid scheme will have their day in front of t…

INVESTMENT | May 27 2020 11:15AM
Regulator issues orders against four companies and two individuals

The BCSC has issued temporary orders against four companies and two individuals as it investigates possible violations o…

INVESTMENT | May 15 2020 03:54PM