Close to $1-million lost when firm inadvertently violated freeze order.

Firm ultimately sold private placement shares for a notable loss.

Extensive annual report details national, provincial and territorial efforts.

No financial penalties handed down in case where 50-year employee, now retired, facilitated the illegitimate transfer of…

Senior executive sanctioned for advising in securities without being registered.

The BCSC says an investment firm failed to meet the standard of care for an investment manager when it loaned a large pr…

Top two men in Arian Resources understated cost of compensation by hundreds of thousands of dollars.