Insurance regulators largely silent on Supreme Court decision’s implications.
Nine investors defrauded by Paul Se Hui Oei and Canadian Manu eligible to divide payment.
Chief compliance officer and employee also agree to monetary sanctions.
British Columbia able to impose administrative penalties up to $1-million.
Top conflicts related to referral arrangements, compensation practices and gifting.
New authority granted in 2020 amendment to province’s Securities Act.
Marilyn Stuart permanently banned from any trading or acting as an officer or director.