Regulators expects crypto trading platforms to provide pre-registration details

Crypto trading platforms must agree to comply with terms.

INVESTMENT | August 18 2022 10:23AM
Regulator issues investor warning

The Ontario Securities Commission is warning investors about a number of companies that are not registered to deal or ad…

SOCIETY | August 03 2022 10:32AM
Regulators announce establishment of new Investor Advisory Panel

The Canadian Securities Administrators’ Investor Advisory Panel aims to provide insight into retail investors' interests…

INVESTMENT | July 15 2022 03:18PM
Positive messaging may help your clients save more

Using conscious and non-conscious drivers of behaviour and language may be able to replace old savings practices with mo…

SOCIETY | June 03 2022 10:50AM
Regulators propose enhanced disclosure framework for segregated fund contracts

The CSA and the CCIR jointly published proposals aimed at enhancing total cost reporting for both investment funds and f…

LIFE INSURANCE | April 29 2022 10:08AM
Advertisement
Two individuals sentenced to jail for Securities Act offences

One person received a sentence of 90 days in jail and the other 18 months.

INVESTMENT | April 01 2022 10:23AM
Whistleblowers receive nearly a quarter of a million dollars

The Ontario Securities Commission issued the award to joint whistleblowers for information and assistance that resulted …

SOCIETY | March 04 2022 09:25AM