Stealth advising relationship ends in sanctions

A former rep has been fined and banned for a period of five years.

LIFE INSURANCE | February 22 2022 10:34AM
Ontario Securities Commission announces leadership appointment

The new appointee will oversee critical OSC regulatory operations.

INVESTMENT | January 07 2022 04:03PM
Expert panel weighs in on client focused reforms

These reforms are sweeping and are intended to have a very substantial impact on the relationship between firms and thei…

INVESTMENT | December 28 2021 10:45AM
Ontario regulator to delve into tied selling practices

The Ontario Securities Commission is also looking into potential restrictions of third-party investment products.

INVESTMENT | December 02 2021 05:00PM
Higher risk investing may be the new normal

Some investors have caught the “fear of missing out” bug – often to their detriment – pointing to the importance of prof…

INVESTMENT | November 30 2021 10:45AM
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Ontario Securities Commission identifies key areas of focus for 2021

There was fifty per cent increase in prospectuses filed in Ontario in fiscal 2021.

INVESTMENT | November 26 2021 09:54AM
Lack of access to capital impeding Indigenous infrastructure projects

The head of the First Nations Financial Management Board says further spending should be contemplated to help build infr…

SOCIETY | November 25 2021 10:20AM