En raison de la grève de Postes Canada, il y aura un délai dans la livraison des livres.

Investors harmed by former insurance broker able to claim some restitution

Claimants defrauded by Paul Se Hui Oei must apply no later than August 11, 2023.

INVESTMENT | April 06 2023 10:44AM
Court says advisor who coached investor to lie didn’t obstruct justice

Dissenting justice says irrational interpretation could lead to absurd consequences.

SOCIETY | March 09 2023 10:47AM
Investment dealer fined by British Columbia regulator

Close to $1-million lost when firm inadvertently violated freeze order.

SOCIETY | January 24 2023 03:46PM
British Columbia regulator levies $200,000 fine for insider trading

Firm ultimately sold private placement shares for a notable loss.

INVESTMENT | January 16 2023 04:52PM
Securities regulators publish summary of investor education initiatives

Extensive annual report details national, provincial and territorial efforts.

SOCIETY | November 01 2022 10:49AM
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British Columbia Securities Commission reprimands Bank of Montreal

No financial penalties handed down in case where 50-year employee, now retired, facilitated the illegitimate transfer of…

INVESTMENT | July 21 2022 03:18PM
Chief investment officer ordered to pay $30,000 for unregistered activities

Senior executive sanctioned for advising in securities without being registered.

INVESTMENT | July 08 2022 02:48PM