Dissenting justice says irrational interpretation could lead to absurd consequences.

Close to $1-million lost when firm inadvertently violated freeze order.

Firm ultimately sold private placement shares for a notable loss.

Extensive annual report details national, provincial and territorial efforts.

No financial penalties handed down in case where 50-year employee, now retired, facilitated the illegitimate transfer of…

Senior executive sanctioned for advising in securities without being registered.

The BCSC says an investment firm failed to meet the standard of care for an investment manager when it loaned a large pr…