Securities commission collects just $69,887.85 of $8.6-million penalty

Nine investors defrauded by Paul Se Hui Oei and Canadian Manu eligible to divide payment.

INVESTMENT | January 22 2024 10:21AM
Exempt market dealer sanctioned for suitability violations

Chief compliance officer and employee also agree to monetary sanctions.

INVESTMENT | January 11 2024 10:11AM
Legislative amendments give securities commission broader powers

British Columbia able to impose administrative penalties up to $1-million.

SOCIETY | July 27 2023 09:29AM
Conflicts of interest highlighted in British Columbia compliance review

Top conflicts related to referral arrangements, compensation practices and gifting.

INVESTMENT | May 30 2023 10:47AM
British Columbia regulator to issue penalties without hearings

New authority granted in 2020 amendment to province’s Securities Act.

SOCIETY | May 02 2023 10:53AM
British Columbia joins other jurisdictions in banning W.H. Stuart principal

Marilyn Stuart permanently banned from any trading or acting as an officer or director.

INVESTMENT | April 14 2023 10:17AM
Investors harmed by former insurance broker able to claim some restitution

Claimants defrauded by Paul Se Hui Oei must apply no later than August 11, 2023.

INVESTMENT | April 06 2023 10:44AM