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$210,000 in penalties levied against former fund manager and directors

The BCSC says an investment firm failed to meet the standard of care for an investment manager when it loaned a large pr…

SOCIETY | March 09 2022 04:37PM
Regulator fines pair $400,000 for concealing losses and making misleading statements

Top two men in Arian Resources understated cost of compensation by hundreds of thousands of dollars.

SOCIETY | February 24 2022 10:22AM
B.C. man and company sanctioned for making misrepresentations to investors

A British Columbia Securities Commission (BCSC) panel imposed a $130,000 penalty and 15-year ban.

SOCIETY | February 03 2022 10:14AM
Insurance Council cancels agent’s license

The Insurance Council of British Columbia issued a decision and order cancelling the agent’s license after the British C…

LIFE INSURANCE | January 07 2022 09:18AM
Credential Asset Management to pay $600,000 in fines

Two regulators have both entered into settlement agreements with Vancouver-based Credential Asset Management over the fi…

LIFE INSURANCE | December 14 2021 10:00AM
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Regulator dismisses market manipulation allegations against Forum National Investments

Allegations that the CEO had made false or misleading statements in a sworn affidavit were also dismissed.

INVESTMENT | September 02 2021 02:26PM
Regulator fines former portfolio manager $150,000, imposes 15-year ban

British Columbia Securities Commission sanctions former portfolio manager after he admits he failed to properly assess i…

INVESTMENT | June 18 2021 03:00PM