Tied selling also contrary to the professional standards expected by Manitoba regulator.
Errors and omissions insurance audit conducted by regulator results in penalties for inactive and retiring agents.
Across the country, regulators continue to sanction agents for failing to respond to audits and other continuing educati
Her former agency provided evidence to corroborate the claim that she deposited a client’s funds into her own personal b
It was found that the agent made a false or misleading statement when a request for information was sent to him by an in
A range of penalties were levied against several agents for failing to respond to the regulator’s demand for information
The agent self-reported his own unlicensed activity, the result of an error in filing applications for his non-resident