Audit nabs agent who declared coursework that was never completed with stated course providers.
Former agent terminated for engaging in fraudulent activity by altering client banking information to reflect his own.
Tied selling also contrary to the professional standards expected by Manitoba regulator.
Errors and omissions insurance audit conducted by regulator results in penalties for inactive and retiring agents.
Across the country, regulators continue to sanction agents for failing to respond to audits and other continuing educati
Her former agency provided evidence to corroborate the claim that she deposited a client’s funds into her own personal b
It was found that the agent made a false or misleading statement when a request for information was sent to him by an in