Application error leads to sanctions for unlicensed activity

The agent self-reported his own unlicensed activity, the result of an error in filing applications for his non-resident …

LIFE INSURANCE | April 15 2022 04:00PM
Alberta appeal board overturns decision following investigation breakdown

The Insurance Councils Appeal Board of Alberta has set aside an AIC decision sanctioning a former agent and ordered his …

P&C | April 14 2022 04:32PM
Misrepresenting continuing education credits ends in $1,500 fine for agent

The agent reported that her CE credit requirements were met for renewing her certificate of authority when the courses w…

LIFE INSURANCE | March 25 2022 04:26PM
Alberta council continues levying continuing education audit sanctions

Related to its 2021 CE audit conducted in October 2021, the Alberta Insurance Council continues to levy sanctions agains…

LIFE INSURANCE | March 24 2022 10:10AM
Penalties levied for continuing education reporting violations

The Alberta Insurance Council has fined several agents who failed or refused to provide information requested by way of …

LIFE INSURANCE | March 11 2022 10:34AM
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Civil penalty levied for error in transferring certificates of authority

When an agent applied to renew her general certificate of authority and her life, accident and sickness certificates of …

LIFE INSURANCE | March 02 2022 10:20AM
Firm’s failure to respond to complaint investigation results in civil penalty

Its designated representative failed to respond to a formal demand for information when the agency was being investigate…

LIFE INSURANCE | March 01 2022 10:20AM