Consultant disallowed from acting as branch manager for two years, starting on July 26, 2023.

The representative was also required to pay an internal sanction of $50,000 by his employer.

Life agent breached code of conduct by witnessing a signature done in his absence.

Representative, the subject of multiple regulatory investigations, held the last of three licenses to be decided on by O…

Regulator says use of unapproved sales materials contrary to rules.

Regulator penalizes representative with $40,000 in fines for know-your-client failures.

Police investigation closed in 2021.