Sign in x
FREE Membership Sign in
MENU

Regulator comes down hard on insider trading with $15,000 fine

Megaphone
Visibility360, PDF version to share
By Mehreen Shahid | Aug. 23, 2023, 10:15 a.m.
Flash | SCOTIA BANK | CANADIAN INVESTMENT REGULATORY ORGANIZATION (CIRO) | Disciplinary Decisions 
Megaphone
The representative was also required to pay an internal sanction of $50,000 by his employer.

This article is reserved to PRO Level subscribers

Discover the PRO Level
Advertisement
The most popular in Investment
Ontario Securities Commission publishes summary report
AM Best report examines reinsurer’s capital challenges
Client complaint about forged signature leads to trouble with regulator
Megaphone

Make your business shine with Visibility360!

Get a PDF version to share in your networks.

I'm interested
Headlines
Growth in employer medical costs expected to slow in 2024
Manitoba closes consultation on title protection efforts
When politics and ratemaking collide
Advertisement
Related topics …
Flash
SCOTIA BANK
CANADIAN INVESTMENT REGULATORY ORGANIZATION (CIRO)
Disciplinary Decisions