Altered forms cases on the decline

The Mutual Fund Dealers Association of Canada is making inroads into lowering the number of altered forms cases taking p…

INVESTMENT | March 04 2021 10:30AM
Securities regulators urge Ontario to join the regulatory passport system

In an open letter, the Canadian Securities Administrators responded to a final report issued by the Ontario Capital Mark…

INVESTMENT | February 15 2021 10:30AM
OSC orders Bloomberg L.P. subsidiaries to pay almost $3.2-million

Two Bloomberg L.P. subsidiaries have received an administrative penalty and must also disgorge commissions earned while …

INVESTMENT | December 22 2020 12:30PM
OSC to fund FAIR Canada’s day-to-day operating expenses

The Ontario Securities Commission will provide funding to FAIR Canada over five years, to assist the organization dedica…

INVESTMENT | November 30 2020 12:32PM
OSC appoints director to chair financial literacy committee

The Ontario Securities Commission announced that it has appointed its director of the OSC investor office, to chair the …

INVESTMENT | November 27 2020 12:43PM
Three whistleblowers awarded $585,000

The Ontario Securities Commission has rewarded whistleblowers who provided the regulator with timely information.

INVESTMENT | November 18 2020 01:33PM
OSC calls for feedback on its 2021-2022 priorities

The Ontario Securities Commission has published its draft 2021-2022 statement of priorities for comment. Stakeholders ar…

INVESTMENT | November 16 2020 11:30AM