Red Cloud Securities also ordered to disgorge more than $611,306 in commissions.
Strongly encourages regulator to provide an exemption to self-regulatory organization members.
Those with market structure knowledge and securities legislation experience encouraged to apply.
Committee focused on seniors’ interests to meet between four and six times each year.
Investors’ perspectives sought in the development of policy, rules and other regulatory initiatives.
Inaugural effort focuses on making product information more accessible and improving interactions.
New Self-Regulatory Organization of Canada already overseen by securities commission.