Submission suggests that a non-harmonized approach to title regulation should be reconsidered.
She will take the place of Mark Gordon who will continue with the organization in a new role.
Dealing representative being investigated for copying client signatures.
He was suspended for 30 days and ordered to pay a fine in the amount of $20,000.
A hearing panel found she made five major contraventions to MFDA rules involving clients.
Seven investors lose more than $700,000 .
Advisor pays $15,000 in fines.