Dealing representative also prohibited from acting as branch manager for 18 months after the discovery of pre-signed for…

Expressions of interest requested by December 16.

Expressions of interest requested by December 16.

The head of the new SRO that merges the IIROC and the MFDA, says it will not force any firm to change its basic foundati…

Permanent prohibition, fine and costs ordered for outside activities.

Members of the MFDA and IIROC passed a special resolution approving the amalgamation of their organizations.

Regulator issues notice of proposal to revoke insurance licenses as well.