The Mutual Fund Dealers Association of Canada (MFDA) has banned a former advisor for borrowing from a client, for mislea…

iA Financial Group has announced a management reorganization involving two business units. Among the changes, iA has app…

A Stratford, Ontario representative has been fined $11,500 and will pay costs of $2,500 after a hearing panel of the Mut…

The Mutual Fund Dealers Association of Canada (MFDA) has published its reasons for disciplining a former FundEX Investme…

The MFDA has approved settlement agreements in two cases and issued it reasons for decision in a third case where adviso…

A regulator has settled with representatives in three different cases, after the reps obtained, possessed and in some ca…

The Mutual Fund Dealers Association (MFDA) announced that it has approved a settlement agreement between MFDA staff and …