The rep used altered forms to process transactions for 17 different clients without having clients initial the alteratio
Advisor used pre-signed account forms, contrary to MFDA rules.
In two separate cases, the Mutual Fund Dealers Association of Canada has fined advisors who altered account forms withou
An advisor was fined $16,000 plus a specialty penalty after changing pre-signed account firms.
iA Financial Group has announced a management reorganization involving two business units. Among the changes, iA has app
iA Financial Group announced that it has grouped four subsidiaries under iA Wealth, a new brand. These subsidiaries are
On Nov. 3, Industrial Alliance announced that it had entered into an agreement to buy DundeeWealth’s Quebec-based financ