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Regulator continues to mete out sanctions for improperly altered and pre-signed forms

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By Kate McCaffery | July 20, 2023, 4 p.m.
Flash | SUN LIFE FINANCIAL | CANADIAN INVESTMENT REGULATORY ORGANIZATION (CIRO) | INVESTIA | Disciplinary Decisions 
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Failing to obtain client initials to form alterations a costly mistake for two more representatives.

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Disciplinary Decisions