The Mutual Fund Dealers Association (MFDA) announced recently that it has approved a settlement agreement with FundEX In…

iA Financial Group announced that it has grouped four subsidiaries under iA Wealth, a new brand. These subsidiaries are …

The Mutual Fund Dealers Association (MFDA) claims that an advisor who recommended illiquid investments failed to conduct…

The Mutual Fund Dealers Association (MFDA) has prohibited Jacqueline De Backer from conducting securities related busine…

On Jan. 19, an MFDA hearing panel released its reasons for decision in the matter of Mervyn Sutton and Rachel Sutton Ake…

In a settlement agreement released on October 30, the Mutual Fund Dealers Association (MFDA) announced that it had fined…

The Mutual Fund Dealers Association (MFDA) has banned Ayokunnu Are for life, and ordered him to pay a fine of $725,000 a…